Stock exchanges -- United States
Label
Stock exchanges -- United States
Name
Stock exchanges
Focus
Sub focus
Actions
Incoming Resources
- Subject of41
- SEC oversight, current state and agenda : hearing before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Eleventh Congress, first session, July 14, 2009
- Market structure, ensuring orderly, efficient, innovative, and competitive markets for issuers and investors : hearing before the Subcommittee on Capital Markets and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Twelfth Congress, second session, June 20, 2012
- Preliminary observations on the market crash of October 1987, statement of Charles A. Bowsher before the Subcommittee on Telecommunications and Finance, Committee on Energy and Commerce, United States House of Representatives
- Developments since the market crash of October 1987, summary statement of Charles A. Bowsher before the Senate Committee on Agriculture, Nutrition, and Forestry, United States Senate
- Second Treasury report on regulatory relief, capital markets, Eva Su
- Code of fair competition for the stock exchange firms as approved on November 4, 1933 by President Roosevelt
- The SEC's best interest proposal for advice given by broker-dealers, Gary Shorter
- Continuation of the national emergency with respect to the threat from securities investments that finance certain companies of the People's Republic of China, communication from the President of the United States transmitting notification that the national emergency with respect to the threat from securities investments that finance certain companies of the People's Republic of China, declared in Executive Order 13959 of November 12, 2020, and expanded in scope by Executive Order 14032 of June 3, 2021, is to continue in effect beyond November 12, 2022, pursuant to 50 U.S.C. 1622(d); Public Law 94- 412, Sec. 202(d); (90 Stat. 1257)
- Report on the comparison of order executions across equity market structures
- Developments since the market crash of October 1987, statement of Charles A. Bowsher, before the Senate Committee on Agriculture, Nutrition and Forestry, United States Senate
- Securities investments that finance certain companies of the People's Republic of China, message from the President of the United States transmitting notification that the national emergency with respect to that from securities investments that finance certain companies of the People's Republic of China, declared in Executive Order 13959 of November 12, 2020, and expanded in scope by Executive Order 14032 of June 3, 2021, is to continue in effect beyond November 12, 2023, pursuant to (90 Stat. 1257)
- Market microstructure, examination of exchange-traded funds (ETFs) : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Twelfth Congress, first session ... October 19, 2011
- Examining the efficiency, stability, and integrity of the U.S. capital markets, joint hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, and the Permanent Subcommittee on Investigations of the Committee on Homeland Security and Governmental Affairs, United States Senate, One Hundred Eleventh Congress, second session ... December 8, 2010
- Report on the practice of preferencing
- Emergence of swap execution facilities, a progress report : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Twelfth Congress, first session ... June 29, 2011
- Stock exchange practices, report of the Committee on Banking and Currency pursuant to S. Res. 84 (72d Congress) a resolution to investigate practices of stock exchanges with respect to the buying and selling and the borrowing and lending of listed securities and S. Res. 56 and S. Res. 97 (73d Congress) resolutions to investigate the matter of banking operations and practices, transactions relating to any sale, exchange, purchase, acquisition, borrowing, lending, financing, issuing, distributing, or other disposition of, or dealing in, securities or credit by any person or firm, partnership, company, association, corporation, or other entity, with a view to recommending necessary legislation, under the taxing power or other federal powers, submitted by Mr. Fletcher
- Amending Executive Order 13959--addressing the threat from securities investments that finance communist Chinese military companies, communication from the President of the United States, transmitting an executive order that takes additional steps with respect to the national emergency declared in Executive Order 13959 of November 12, 2020, pursuant to 50 U.S.C. 1703(b); Public law 95-223, Sec. 204(b); (91 Stat. 1627) and 50 U.S.C. 1641(b); Public law 94-412, Sec. 401(b); (90 Stat. 1257)
- Venture exchanges and small-cap companies, hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Fourteenth Congress, first session, on examining how venture exchanges can aid capital formation and secondary trading for smaller businesses and companies, March 10, 2015
- Irrational exuberance, Robert J. Shiller
- Securities markets, opportunities exist to enhance investor confidence and improve listing program oversight : report to congressional requesters
- An executive order addressing the threat from securities investments that finance communist Chinese military companies, communication from the President of the United States, transmitting an executive order addressing the threat from securities investments that finance communist Chinese military companies, pursuant to 50 U.S.C. 1703(b) ; Public law 95-223, Sec. 204(b) ; (91 Stat. 1627) and 50 U.S.C. 1621(a) ; Public law 94-412, Sec. 201(a) ; (90 Stat. 1255)
- Stock exchange practices, index to hearings before the Committee on Banking and Currency, United States Senate, Seventy-third Congress, second session, on S. Res. 84 (72d Congress), a resolution to investigate practices of stock exchanges with respect to the buying and selling and the borrowing and lending of listed securities, and S. Res. 56 and S. Res. 97 (73d Congress), resolutions to investigate the matter of banking operations and practices, transactions relating to any sale, exchange, purchases, acquisition, borrowing, lending, financing, issuing, distributing, or other disposition of, or dealing in, securities or credit by any person or firm, partnership, company, association, corporation, or other entity, with a view to recommending necessary legislation, under the taxing power or other federal powers
- Continuation of the national emergency with respect to the threat from securities investments that finance certain companies of the People's Republic of China, communication from the President of the United States transmitting notification that the national emergency with respect to the threat from securities investments that finance certain companies of the People's Republic of China declared in Executive Order 13959 of November 12, 2020, and expanded in Executive Order 14032 of June 3, 2021, is to continue in effect beyond November 12, 2021, pursuant to 50 U.S.C. 1622(d); Public law 94-412, Sec. 202(d); (90 Stat.1257)
- Trading halts and delays, U.S. Securities and Exchange Commission
- The Fed, the inside story of how the world's most powerful financial institution drives the markets, Martin Mayer
- Big picture investing, Peter Navarro
- Chinese companies listed on major U.S. stock exchanges
- Addressing the threat from securities investments that finance certain companies of the People's Republic of China, communication from the President of the United States transmitting an executive order taking additional steps to address the national emergency declared in Executive Order 13959 of November 12, 2020, addressing the threat from securities investment that finance communist Chinese military companies, pursuant to 50 U.S.C. 1703(b); Public law 95-223, Sec. 204(b); (91 Stat. 1627)
- A global view, examining cross-border exchange mergers : hearing before the Subcommittee on Securities and Insurance and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Tenth Congress, first session ... Thursday, July 12, 2007
- Street freak, money and madness at Lehman Brothers : a memoir, Jared Dillian
- Audit/evaluation and other reports, U.S. Securities and Exchange Commission
- Oversight of America's stock exchanges, examining their role in our economy : hybrid hearing before the Subcommittee on Investor Protection, Entrepreneurship, and Capital Markets of the Committee on Financial Services, U.S. House of Representatives, One Hundred Seventeenth Congress, second session, March 30, 2022
- Secret weapon, how economic terrorism brought down the U.S. stock market and why it can happen again, Kevin Freeman
- The trade-through rule, Mark Jickling
- Winning with the Dow's losers, beat the market with underdog stocks, Charles B. Carlson
- GameStop-related market volatility, what happened?, Gary Shorter
- Stock exchange practices, hearings before the Committee on Banking and Currency, United States Senate, Seventy-third Congress, first session, on S. Res. 84 (72d Congress) a resolution to investigate practices of stock exchanges with respect to the buying and selling and the borrowing and lending of listed securities, and S. Res. 56 (73d Congress) a resolution to investigate the matter of banking operations and practices, the issuance and sale of securities, and the trading therein
- Effect of the 1987 stock market decline on selected large pension plans, statement of Joseph F. Delfico before the Subcommittee on Oversight, Committee on Ways and Means, House of Representatives
- The risks of China's internet companies on U.S. stock exchanges (with addendum added September 12, 2014), by Kevin Rosier
Outgoing Resources
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